Form 4 for AMP Ameriprise Financial
Accepted 2024-11-13 00:00:00 ET · period of report 2024-11-08 · accession 0001415889-24-026729 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-13 | 2024-11-08 | AMP | Sweeney Joseph Edward | Pres-AWM PRODUCTS, SERVICES | F - Tax | $551.48 | -15.1K | 16.5K | -48% | -$8.33M |
| D | 2024-11-13 | 2024-11-08 | AMP | Sweeney Joseph Edward | Pres-AWM PRODUCTS, SERVICES | M - OptEx | $126.89 | +24.5K | 31.6K | +342% | +$3.11M |
| DM | 2024-11-13 | 2024-11-08 | AMP | Sweeney Joseph Edward | Pres-AWM PRODUCTS, SERVICES | S - Sale+OE | $549.68 | -10.7K | 7,161 | -60% | -$5.90M |
| D | 2024-11-13 | 2024-11-08 | AMP | Sweeney Joseph Edward | Pres-AWM PRODUCTS, SERVICES | M - OptEx | $0.00 | -24.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-08 | F | D | 15,100 | $551.48 | 16,546 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-08 | M | A | 24,485 | $126.89 | 31,646 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-08 | S | D | 1,350 | $551.41 | 5,811 | D | — | — | (F3) Reflects the weighted average price of 1,350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $551.29 to $551.4462 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2024-11-08 | S | D | 4,885 | $548.78 | 11,661 | D | — | — | (F1) Reflects the weighted average price of 4,885 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $548.50 to $548.8607 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2024-11-08 | S | D | 4,500 | $550.14 | 7,161 | D | — | — | (F2) Reflects the weighted average price of 4,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $550.0022 to $550.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-11-08 | M | D | 24,485 | $0.00 | 0 | D | $126.89 · — to 2029-02-01 | 24,485 Common Stock | (F5) Fully vested. |