Form 4 for AXTI AXT INC
Accepted 2024-11-13 00:00:00 ET · period of report 2024-11-11 · accession 0001415889-24-026742 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-13 | 2024-11-11 | AXTI | YOUNG MORRIS S | COB AND CEO, Dir | A - Grant | — | +111.8K | 2.16M | +5% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-11 | A | A | 111,795 | — | 2,162,636 | D | — | — | (F1) Represents a grant of restricted stock under the Issuer's 2015 Equity Incentive Plan on November 11, 2024 (the "Grant Date"), in a transaction exempt under Rule 16b-3, in consideration for past services rendered by the Reporting Person. The grant is subject to the terms of a restricted stock agreement. |