Form 4 for FLL FULL HOUSE RESORTS INC
Accepted 2024-11-25 00:00:00 ET · period of report 2024-11-21 · accession 0001415889-24-027665 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-25 | 2024-11-21+ | FLL | Fanger Lewis A. | SVP, CFO, Treas, Dir | M - OptEx | $1.37 | +45.7K | 258.7K | +21% | +$62.6K |
| DM | 2024-11-25 | 2024-11-21+ | FLL | Fanger Lewis A. | SVP, CFO, Treas, Dir | S - Sale+OE | $5.04 | -45.7K | 254.7K | -15% | -$230.4K |
| DM | 2024-11-25 | 2024-11-21+ | FLL | Fanger Lewis A. | SVP, CFO, Treas, Dir | M - OptEx | $0.00 | -45.7K | 204.3K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-25 | M | A | 3,856 | $1.37 | 258,514 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-25 | S | D | 3,856 | $5.01 | 254,658 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.04, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2024-11-21 | M | A | 37,738 | $1.37 | 292,396 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-21 | S | D | 37,738 | $5.05 | 254,658 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.11, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2024-11-22 | M | A | 4,077 | $1.37 | 258,735 | D | — | — | |
| 6 | Common | Common Stock | 2024-11-22 | S | D | 4,077 | $5.02 | 254,658 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.085, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-11-22 | M | D | 4,077 | $0.00 | 208,185 | D | $1.37 · — to 2025-01-30 | 212,262 Common Stock | (F5) The stock option fully vested on January 30, 2019. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-11-21 | M | D | 37,738 | $0.00 | 212,262 | D | $1.37 · — to 2025-01-30 | 250,000 Common Stock | (F5) The stock option fully vested on January 30, 2019. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-11-25 | M | D | 3,856 | $0.00 | 204,329 | D | $1.37 · — to 2025-01-30 | 208,185 Common Stock | (F5) The stock option fully vested on January 30, 2019. |