Form 4 for CAPR CAPRICOR THERAPEUTICS, INC.
Accepted 2024-12-04 00:00:00 ET · period of report 2024-12-02 · accession 0001415889-24-028337 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-12-04 | 2024-12-03 | CAPR | Litvack Frank | Dir | M - OptEx | $1.10 | +20.4K | 46.3K | +79% | +$22.4K |
| DI | 2024-12-04 | 2024-12-03 | CAPR | Litvack Frank | Dir | M - OptEx | $0.00 | -20.4K | 0 | -100% | $0 |
| DI | 2024-12-04 | 2024-12-02 | CAPR | Litvack Frank | Dir | G - Gift | $0.00 | +20.4K | 20.4K | New | $0 |
| D | 2024-12-04 | 2024-12-02 | CAPR | Litvack Frank | Dir | G - Gift | $0.00 | -20.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-03 | M | A | 20,391 | $1.10 | 46,278 | I Held in Family Trust | — | — | (F1) Held by Litvack Curtis Family Trust for which the Reporting Person serves as trustee. |
| 2 | Derivative | Warrants (Right to Buy) | 2024-12-03 | M | D | 20,391 | $0.00 | 0 | I Held by Family Trust | $1.10 · 2019-12-17 to 2024-12-17 | 20,391 Common Stock | (F1) Held by Litvack Curtis Family Trust for which the Reporting Person serves as trustee. |
| 3 | Derivative | Warrants (Right to Buy) | 2024-12-02 | G | A | 20,391 | $0.00 | 20,391 | I Held by Family Trust | $1.10 · 2019-12-17 to 2024-12-17 | 20,391 Common Stock | (F1) Held by Litvack Curtis Family Trust for which the Reporting Person serves as trustee. |
| 4 | Derivative | Warrants (Right to Buy) | 2024-12-02 | G | D | 20,391 | $0.00 | 0 | D | $1.10 · 2019-12-17 to 2024-12-17 | 20,391 Common Stock |