Form 4 for RBRK Rubrik, Inc.
Accepted 2024-12-06 00:00:00 ET · period of report 2024-12-04 · accession 0001415889-24-028546 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-06 | 2024-12-04+ | RBRK | Choudary Kiran Kumar | CFO | S - Sale | $64.97 | -31.8K | 373.0K | -8% | -$2.07M |
| D | 2024-12-06 | 2024-12-04 | RBRK | Choudary Kiran Kumar | CFO | C - Cnv Deriv | $0.00 | +1,000 | 374.8K | +0.3% | $0 |
| DM | 2024-12-06 | 2024-12-04 | RBRK | Choudary Kiran Kumar | CFO | M - OptEx | $0.00 | 0 | 1,000 | New | $0 |
| D | 2024-12-06 | 2024-12-04 | RBRK | Choudary Kiran Kumar | CFO | C - Cnv Deriv | — | -1,000 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-06 | S | D | 30,000 | $65.78 | 342,960 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-12-04 | S | D | 1,800 | $51.51 | 372,960 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-12-04 | C | A | 1,000 | $0.00 | 374,760 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-12-04 | M | D | 1,000 | $0.00 | 90,450 | D | $7.99 · — to 2028-09-17 | 1,000 Class B Common Stock | (F2) 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. |
| 5 | Derivative | Class B Common Stock | 2024-12-04 | C | D | 1,000 | — | 0 | D | — · — to — | 1,000 Class A Common Stock | (F3) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| 6 | Derivative | Class B Common Stock | 2024-12-04 | M | A | 1,000 | — | 1,000 | D | — · — to — | 1,000 Class A Common Stock | (F3) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |