Form 4 for ZVIA Zevia PBC
Accepted 2024-12-09 00:00:00 ET · period of report 2024-12-05 · accession 0001415889-24-028726 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-12-09 | 2024-12-05 | ZVIA | Ripley Rosemary L | Dir | S - Sale | $1.90 | -2.57M | 2.72M | -49% | -$4.88M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-05 | S | D | 2,567,006 | $1.90 | 2,719,258 | I See Footnotes | — | — | (F2) Represents securities owned directly by NGEN III, LP ("NGEN III"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN III. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. (F3) NGEN III sold 2,567,006 shares of restricted Class A Common Stock in a private block trade at a price of $1.8996 per share as determined by the 20-day Volume Weighted Average Price ("VWAP") as of the market close on December 02, 2024. The transfer was effected on or about December 5, 2024. (F4) Represents securities owned directly by NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Of the shares of Class A Common Stock reported 2,493,594 are held by NGEN Zevia SPV, LLC and 225,664 shares are held by NGEN-Mantra Holdings LLC. |