Form 4 for SES SES AI Corp
Accepted 2024-12-27 00:00:00 ET · period of report 2024-12-26 · accession 0001415889-24-030209 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-27 | 2024-12-26 | SES | Nealis Jing | CFO | M - OptEx | $0.16 | +150.0K | 2.09M | +8% | +$24.0K |
| D | 2024-12-27 | 2024-12-26 | SES | Nealis Jing | CFO | S - Sale+OE | $1.02 | -150.0K | 1.94M | -7% | -$153.0K |
| D | 2024-12-27 | 2024-12-26 | SES | Nealis Jing | CFO | M - OptEx | $0.00 | -150.0K | 936.6K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-26 | M | A | 150,000 | $0.16 | 2,085,322 | D | — | — | (F2) Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. (F3) Includes 247,199 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. |
| 2 | Common | Class A Common Stock | 2024-12-26 | S | D | 150,000 | $1.02 | 1,935,322 | D | — | — | (F2) Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. (F3) Includes 247,199 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-12-26 | M | D | 150,000 | $0.00 | 936,555 | D | $0.16 · — to 2031-02-09 | 150,000 Class A Common Stock | (F4) Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date. |