Form 4 for RBRK Rubrik, Inc.
Accepted 2025-01-08 00:00:00 ET · period of report 2025-01-06 · accession 0001415889-25-001167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-08 | 2025-01-06+ | RBRK | Nithrakashyap Arvind | CTO, Dir, 10% | S - Sale | $65.54 | -97.5K | 0 | -100% | -$6.39M |
| DM | 2025-01-08 | 2025-01-06+ | RBRK | Nithrakashyap Arvind | CTO, Dir, 10% | C - Cnv Deriv | $0.00 | +97.5K | 32.5K | New | $0 |
| DM | 2025-01-08 | 2025-01-06+ | RBRK | Nithrakashyap Arvind | CTO, Dir, 10% | C - Cnv Deriv | $0.00 | -97.5K | 10.66M | -0.9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-01-06 | S | D | 8,291 | $68.34 | 1,442 | D | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.895 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2025-01-07 | S | D | 16,121 | $64.58 | 16,364 | D | — | — | (F7) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.115 to $65.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2025-01-07 | S | D | 9,859 | $65.58 | 6,505 | D | — | — | (F8) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.265 to $66.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2025-01-07 | S | D | 2,623 | $66.79 | 3,882 | D | — | — | (F9) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.43 to $67.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2025-01-07 | S | D | 3,882 | $68.10 | 0 | D | — | — | (F10) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.72 to $68.715 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2025-01-08 | C | A | 32,485 | $0.00 | 32,485 | D | — | — | |
| 7 | Common | Class A Common Stock | 2025-01-08 | S | D | 18,282 | $63.18 | 14,203 | D | — | — | (F11) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.395 to $63.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2025-01-08 | S | D | 12,863 | $63.76 | 1,340 | D | — | — | (F12) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.395 to $64.365 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 9 | Common | Class A Common Stock | 2025-01-08 | S | D | 1,340 | $64.52 | 0 | D | — | — | (F13) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.405 to $64.665 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 10 | Common | Class A Common Stock | 2025-01-06 | C | A | 32,499 | $0.00 | 32,499 | D | — | — | |
| 11 | Common | Class A Common Stock | 2025-01-06 | S | D | 5,714 | $66.55 | 26,785 | D | — | — | (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.965 to $66.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 12 | Common | Class A Common Stock | 2025-01-06 | S | D | 942 | $69.79 | 500 | D | — | — | (F5) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.015 to $69.985 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 13 | Common | Class A Common Stock | 2025-01-06 | S | D | 17,052 | $67.51 | 9,733 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.995 to $67.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 14 | Common | Class A Common Stock | 2025-01-07 | C | A | 32,485 | $0.00 | 32,485 | D | — | — | |
| 15 | Common | Class A Common Stock | 2025-01-06 | S | D | 500 | $70.06 | 0 | D | — | — | (F6) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.03 to $70.185 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| 16 | Derivative | Class B Common Stock | 2025-01-07 | C | D | 32,485 | $0.00 | 10,631,408 | D | — · — to — | 32,485 Class A Common Stock | (F14) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| 17 | Derivative | Class B Common Stock | 2025-01-08 | C | D | 32,485 | $0.00 | 10,598,923 | D | — · — to — | 32,485 Class A Common Stock | (F14) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| 18 | Derivative | Class B Common Stock | 2025-01-06 | C | D | 32,499 | $0.00 | 10,663,893 | D | — · — to — | 32,499 Class A Common Stock | (F14) Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |