Form 4 for RBRK Rubrik, Inc.
Accepted 2025-01-17 00:00:00 ET · period of report 2025-01-15 · accession 0001415889-25-001689 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-17 | 2025-01-15 | RBRK | Eggers Barry | 10% | C - Cnv Deriv | $0.00 | +764.2K | 764.2K | New | $0 |
| DI | 2025-01-17 | 2025-01-15 | RBRK | Eggers Barry | 10% | C - Cnv Deriv | $0.00 | +534.9K | 534.9K | New | $0 |
| D | 2025-01-17 | 2025-01-15 | RBRK | Eggers Barry | 10% | J - Other | $0.00 | -764.2K | 0 | -100% | $0 |
| DI | 2025-01-17 | 2025-01-15 | RBRK | Eggers Barry | 10% | J - Other | $0.00 | -534.9K | 0 | -100% | $0 |
| DI | 2025-01-17 | 2025-01-15 | RBRK | Eggers Barry | 10% | C - Cnv Deriv | $0.00 | -534.9K | 3.03M | -15% | $0 |
| D | 2025-01-17 | 2025-01-15 | RBRK | Eggers Barry | 10% | C - Cnv Deriv | $0.00 | -764.2K | 4.33M | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-01-15 | C | A | 764,208 | $0.00 | 764,208 | D | — | — | (F1) Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| 2 | Common | Class A Common Stock | 2025-01-15 | C | A | 534,945 | $0.00 | 534,945 | I By Lightspeed SPV I-C, LLC | — | — | (F2) Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| 3 | Common | Class A Common Stock | 2025-01-15 | J | D | 764,208 | $0.00 | 0 | D | — | — | (F1) Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| 4 | Common | Class A Common Stock | 2025-01-15 | J | D | 534,945 | $0.00 | 0 | I By Lightspeed SPV I-C, LLC | — | — | (F2) Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| 5 | Derivative | Class B Common Stock | 2025-01-15 | C | D | 534,945 | $0.00 | 3,031,358 | I By Lightspeed SPV I-C, LLC | — · — to — | 534,945 Class A Common Stock | (F2) Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. (F8) Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. |
| 6 | Derivative | Class B Common Stock | 2025-01-15 | C | D | 764,208 | $0.00 | 4,330,511 | D | — · — to — | 764,208 Class A Common Stock | (F1) Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. (F8) Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. |