Form 4 for NTRA Natera, Inc.
Accepted 2025-01-22 00:00:00 ET · period of report 2025-01-20 · accession 0001415889-25-001894 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-22 | 2025-01-20+ | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | — | +5,161 | 346.2K | +2% | — |
| DM | 2025-01-22 | 2025-01-22 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | S - Sale+OE | $164.97 | -78.6K | 267.6K | -23% | -$12.96M |
| DM | 2025-01-22 | 2025-01-20+ | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | $0.00 | -5,161 | 13.5K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-20 | M | A | 3,386 | — | 344,407 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2025-01-21 | M | A | 1,775 | — | 346,182 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2025-01-22 | S | D | 78,359 | $164.95 | 267,823 | D | — | — | (F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreements granted on January 22, 2021, January 28, 2022, and January 27, 2023. |
| 4 | Common | Common Stock | 2025-01-22 | S | D | 194 | $171.97 | 267,629 | D | — | — | (F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreements granted on January 22, 2021, January 28, 2022, and January 27, 2023. (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.8937 to $172.0100 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Restricted Stock Unit | 2025-01-21 | M | D | 1,775 | $0.00 | 0 | D | — · — to — | 1,775 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F5) The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. |
| 6 | Derivative | Restricted Stock Unit | 2025-01-20 | M | D | 3,386 | $0.00 | 13,544 | D | — · — to — | 3,386 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F4) The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter. |