Form 4 for RBRK Rubrik, Inc.
Accepted 2025-01-31 00:00:00 ET · period of report 2024-12-11 · accession 0001415889-25-002475 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-01-31 | 2024-12-11 | RBRK | Chandna Asheem | Dir, 10% | C - Cnv Deriv | $0.00 | +4.97M | 248.7K | New | $0 |
| DMI | 2025-01-31 | 2024-12-19 | RBRK | Chandna Asheem | Dir, 10% | J - Other | $0.00 | -4.96M | 2,324 | -100% | $0 |
| D | 2025-01-31 | 2024-12-19 | RBRK | Chandna Asheem | Dir, 10% | J - Other | $0.00 | +280.0K | 280.0K | New | $0 |
| DMI | 2025-01-31 | 2024-12-11 | RBRK | Chandna Asheem | Dir, 10% | C - Cnv Deriv | $0.00 | -4.97M | 746.1K | -87% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-11 | C | A | 4,476,447 | $0.00 | 4,476,447 | I By Greylock XIV Limited Partnership | — | — | (F1) The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
| 2 | Common | Class A Common Stock | 2024-12-11 | C | A | 248,691 | $0.00 | 248,691 | I By Greylock XIV-A Limited Partnersip | — | — | (F2) The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
| 3 | Common | Class A Common Stock | 2024-12-11 | C | A | 248,691 | $0.00 | 248,691 | I By Greylock XIV Principals LLC | — | — | (F3) The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
| 4 | Common | Class A Common Stock | 2024-12-19 | J | D | 4,476,447 | $0.00 | 0 | I By Greylock XIV Limited Partnership | — | — | (F1) The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
| 5 | Common | Class A Common Stock | 2024-12-19 | J | D | 248,691 | $0.00 | 0 | I By Greylock XIV-A Limited Partnership | — | — | (F2) The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
| 6 | Common | Class A Common Stock | 2024-12-19 | J | D | 248,691 | $0.00 | 0 | I By Greylock XIV Principals LLC | — | — | (F3) The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
| 7 | Common | Class A Common Stock | 2024-12-19 | J | A | 280,034 | $0.00 | 280,034 | D | — | — | (F6) Excludes 537 shares acquired subsequent to the date of the transactions reported in this Form 4 as reported on a Form 4 filed on January 16, 2025. |
| 8 | Common | Class A Common Stock | 2024-12-19 | J | A | 11,621 | $0.00 | 11,621 | I By The Revocable Trust of Asheem Chandna and Aarti Chandna, UDT 4/13/98 | — | — | |
| 9 | Common | Class A Common Stock | 2024-12-19 | J | A | 2,324 | $0.00 | 2,324 | I By Asheem Chandna and Aarti Chandna, trustees of the Chandna Children's Trust dated 12/23/2012 | — | — | |
| 10 | Derivative | Class B Common Stock | 2024-12-11 | C | D | 4,476,447 | $0.00 | 13,429,342 | I By Greylock XIV Limited Partnership | — · — to — | 4,476,447 Class A Common Stock | (F1) The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. (F9) Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. |
| 11 | Derivative | Class B Common Stock | 2024-12-11 | C | D | 248,691 | $0.00 | 746,073 | I By Greylock XIV Principals LLC | — · — to — | 248,691 Class A Common Stock | (F3) The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. (F9) Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. |
| 12 | Derivative | Class B Common Stock | 2024-12-11 | C | D | 248,691 | $0.00 | 746,073 | I By Greylock XIV-A Limited Partnership | — · — to — | 248,691 Class A Common Stock | (F2) The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. (F9) Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. |