Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2025-01-31 00:00:00 ET · period of report 2025-01-29 · accession 0001415889-25-002616 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-01-31 | 2025-01-29+ | ATEC | Miles Patrick | CEO, Dir | S - Sale | $12.03 | -93.3K | 6.15M | -1% | -$1.12M |
| M | 2025-01-31 | 2025-01-29 | ATEC | Miles Patrick | CEO, Dir | A - Grant | $0.00 | +700.8K | 6.20M | +13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-30 | S | D | 43,313 | $12.03 | 6,109,231 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Stock | 2025-01-29 | S | D | 50,000 | $12.03 | 6,152,544 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common Stock | 2025-01-29 | A | A | 340,955 | $0.00 | 6,154,304 | D | — | — | (F2) Each RSU represents a contingent right to receive one share of the issuer's common stock. (F3) On January 29, 2025, the issuer awarded 340,955 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028. |
| 4 | Common | Common Stock | 2025-01-29 | A | A | 311,634 | $0.00 | 5,813,349 | D | — | — | (F2) Each RSU represents a contingent right to receive one share of the issuer's common stock. (F1) On January 29, 2025, the issuer awarded 311,634 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. |
| 5 | Common | Common Stock | 2025-01-29 | A | A | 48,240 | — | 6,202,544 | D | — | — | (F2) Each RSU represents a contingent right to receive one share of the issuer's common stock. (F4) On January 29, 2025, the issuer granted 48,240 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025. |