Form 4 for PUBM PubMatic, Inc.
Accepted 2025-02-05 00:00:00 ET · period of report 2025-02-03 · accession 0001415889-25-003139 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-02-05 | 2025-02-03+ | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | — | +25.0K | 6,005 | New | — |
| DM | 2025-02-05 | 2025-02-03+ | PUBM | Goel Rajeev K. | CEO, Dir, 10% | S - Sale | $15.14 | -25.0K | 5,896 | -81% | -$378.5K |
| DM | 2025-02-05 | 2025-02-03 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | M - OptEx | $0.555 | 0 | 492.1K | New | $0 |
| DI | 2025-02-05 | 2025-02-04 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -109 | 211.0K | -0.1% | $0 |
| D | 2025-02-05 | 2025-02-03 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -24.9K | 211.1K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-02-03 | C | A | 24,891 | — | 30,787 | I See footnote | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F2) Reflects the transfer of 24,891 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust. (F3) 24,891 shares of Class A Common Stock are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and 5,896 shares of Class A Common Stock are held by the Reporting Person. |
| 2 | Common | Class A Common Stock | 2025-02-03 | S | D | 24,891 | $15.14 | 5,896 | D | — | — | (F5) These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein. (F6) Represents the weighted average sale price. The lowest price at which shares were sold was $14.68 and the highest price at which shares were sold was $15.335. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. |
| 3 | Common | Class A Common Stock | 2025-02-04 | C | A | 109 | — | 6,005 | I See footnote | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F7) Reflects the transfer of 109 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust. (F8) 109 shares of Class A Common Stock are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and 5,896 shares of Class A Common Stock are held by the Reporting Person |
| 4 | Common | Class A Common Stock | 2025-02-04 | S | D | 109 | $15.24 | 5,896 | D | — | — | (F5) These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein. (F9) Represents the weighted average sale price. The lowest price at which shares were sold was $15.22 and the highest price at which shares were sold was $15.275. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. |
| 5 | Derivative | Class B Common Stock | 2025-02-03 | M | A | 25,000 | $1.11 | 235,984 | D | — · — to — | 25,000 Class A Common Stock | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 6 | Derivative | Class B Common Stock | 2025-02-04 | C | D | 109 | $0.00 | 210,984 | I See footnote | — · — to — | 109 Class A Common Stock | (F3) 24,891 shares of Class A Common Stock are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and 5,896 shares of Class A Common Stock are held by the Reporting Person. (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 7 | Derivative | Stock Option (Right to buy Class B Common Stock) | 2025-02-03 | M | D | 25,000 | $0.00 | 492,120 | D | $1.11 · — to 2026-07-07 | 25,000 Class B Common Stock | (F10) The options are fully vested. |
| 8 | Derivative | Class B Common Stock | 2025-02-03 | C | D | 24,891 | $0.00 | 211,093 | D | — · — to — | 24,891 Class A Common Stock | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |