Form 4 for ESCA ESCALADE INC
Accepted 2025-03-04 00:00:00 ET · period of report 2025-03-02 · accession 0001415889-25-006542 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-04 | 2025-03-02+ | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | M - OptEx | — | +52.8K | 499.4K | +12% | — |
| DM | 2025-03-04 | 2025-03-02+ | ESCA | Glazer Walter P. Jr. | CEO, Pres, Dir | M - OptEx | $0.00 | -52.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-02 | M | A | 25,000 | — | 471,631 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2025-03-03 | M | A | 27,770 | — | 499,401 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2025-03-03 | M | D | 27,770 | $0.00 | 27,770 | D | — · — to 2026-03-03 | 27,770 Common Stock | (F2) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F4) On March 3, 2023, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which 27,770 RSUs vested on March 3, 2024, as previously reported. An additional 27,770 RSUs vested and settled on March 3, 2025, as reported on this Form 4. The remaining 27,770 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer or director of Escalade. All RSUs settle in shares of ESCA common stock. |
| 4 | Derivative | Restricted Stock Units | 2025-03-02 | M | D | 25,000 | $0.00 | 0 | D | — · — to 2025-03-02 | 25,000 Common Stock | (F2) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F3) On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which 25,000 RSUs vested on March 2, 2023 and 25,000 vested on March 2,2024, as previously reported. An additional 25,000 RSUs vested on March 2, 2025 and settled on March 3, 2025, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. |