Form 4 for PUBM PubMatic, Inc.
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-18 · accession 0001415889-25-006721 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-04 | 2025-03-03 | PUBM | Pantelick Steven | CFO | S - Sale | $10.61 | -4,000 | 22.5K | -15% | -$42.4K |
| D | 2025-03-04 | 2025-03-03 | PUBM | Pantelick Steven | CFO | C - Cnv Deriv | $0.00 | +4,000 | 26.5K | +18% | $0 |
| DM | 2025-03-04 | 2025-02-18 | PUBM | Pantelick Steven | CFO | A - Grant | $0.00 | +237.0K | 118.5K | New | $0 |
| D | 2025-03-04 | 2025-03-03 | PUBM | Pantelick Steven | CFO | C - Cnv Deriv | $0.00 | -4,000 | 313.5K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-03 | S | D | 4,000 | $10.61 | 22,506 | D | — | — | (F3) The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $10.28 to $10.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 2 | Common | Class A Common Stock | 2025-03-03 | C | A | 4,000 | $0.00 | 26,506 | D | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 3 | Derivative | Restricted Stock Units | 2025-02-18 | A | A | 118,510 | $0.00 | 118,510 | D | — · — to — | 118,510 Class A Common Stock | (F4) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F5) The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F6) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 4 | Derivative | Stock Option (Right to buy Class A Common Stock) | 2025-02-18 | A | A | 118,510 | $0.00 | 118,510 | D | $15.65 · — to 2035-02-17 | 118,510 Class A Common Stock | (F7) The option vests as to 1/48 of the total shares on February 1, 2025, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. |
| 5 | Derivative | Class B Common Stock | 2025-03-03 | C | D | 4,000 | $0.00 | 313,488 | D | — · — to — | 4,000 Class A Common Stock | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |