Form 4 for PUBM PubMatic, Inc.
Accepted 2025-03-05 00:00:00 ET · period of report 2025-02-18 · accession 0001415889-25-006944 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-03-05 | 2025-03-03 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | — | +25.0K | 25.0K | New | — |
| DI | 2025-03-05 | 2025-02-03 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | S - Sale | $10.84 | -25.0K | 0 | -100% | -$271.0K |
| D | 2025-03-05 | 2025-03-03 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -25.0K | 211.0K | -11% | $0 |
| DM | 2025-03-05 | 2025-03-03 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | M - OptEx | $0.555 | 0 | 0 | New | $0 |
| DM | 2025-03-05 | 2025-02-18 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | A - Grant | $0.00 | +538.5K | 269.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-03 | C | A | 25,000 | — | 25,000 | I See footnote | — | — | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. (F2) Reflects the transfer of 25,000 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust. (F3) These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 2 | Common | Class A Common Stock | 2025-02-03 | S | D | 25,000 | $10.84 | 0 | I See footnote | — | — | (F5) Represents the weighted average sale price. The lowest price at which shares were sold was $10.335 and the highest price at which shares were sold was $11.01. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. (F3) These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries. |
| 3 | Derivative | Class B Common Stock | 2025-03-03 | C | D | 25,000 | $0.00 | 210,984 | D | — · — to — | 25,000 Class A Common Stock | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 4 | Derivative | Class B Common Stock | 2025-03-03 | M | A | 9,218 | $1.11 | 235,984 | D | $1.11 · — to — | 9,218 Class A Common Stock | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 5 | Derivative | Class B Common Stock | 2025-03-03 | M | A | 15,782 | $1.11 | 226,766 | D | — · — to — | 15,782 Class A Common Stock | (F1) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 6 | Derivative | Stock Option (Right to buy Class B Common Stock) | 2025-03-03 | M | D | 9,218 | $0.00 | 488,798 | D | $1.11 · — to 2026-07-07 | 9,218 Class B Common Stock | (F10) The options are fully vested. |
| 7 | Derivative | Stock Option (Right to buy Class B Common Stock) | 2025-03-03 | M | D | 15,782 | $0.00 | 0 | D | $1.11 · — to 2026-07-07 | 15,782 Class B Common Stock | (F10) The options are fully vested. |
| 8 | Derivative | Restricted Stock Units | 2025-02-18 | A | A | 269,231 | $0.00 | 269,231 | D | — · — to — | 269,231 Class A Common Stock | (F6) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F7) The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F8) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 9 | Derivative | Stock Option (Right to buy Class A Common Stock) | 2025-02-18 | A | A | 269,231 | $0.00 | 269,231 | D | $15.65 · — to 2035-02-17 | 269,231 Class A Common Stock | (F9) The option vests as to 1/48 of the total shares on February 1, 2025, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. |