Form 4 for ELUT ELUTIA INC.
Accepted 2025-03-11 00:00:00 ET · period of report 2025-03-08 · accession 0001415889-25-007697 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-11 | 2025-03-08+ | ELUT | Ferguson Matthew | CFO | M - OptEx | — | +30.3K | 354.3K | +9% | — |
| DM | 2025-03-11 | 2025-03-10 | ELUT | Ferguson Matthew | CFO | F - Tax | $2.99 | -12.4K | 325.3K | -4% | -$37.1K |
| DM | 2025-03-11 | 2025-03-08+ | ELUT | Ferguson Matthew | CFO | M - OptEx | $0.00 | -30.3K | 16.5K | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-08 | M | A | 1,287 | — | 320,031 | D | — | — | (F1) Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2025-03-10 | F | D | 11,885 | $3.00 | 342,378 | D | — | — | (F3) Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. (F4) Includes 5,760 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan. |
| 3 | Common | Class A Common Stock | 2025-03-10 | F | D | 528 | $2.77 | 325,263 | D | — | — | (F3) Shares withheld by the Issuer to satisfy tax withholding requirements on vesting of restricted stock units. (F4) Includes 5,760 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan. |
| 4 | Common | Class A Common Stock | 2025-03-10 | M | A | 29,000 | — | 354,263 | D | — | — | (F1) Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) Includes 5,760 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan. |
| 5 | Derivative | Restricted Stock Units | 2025-03-08 | M | D | 1,287 | $0.00 | 0 | D | — · — to — | 1,287 Class A Common Stock | (F1) Transaction represents shares of the Issuer's Class A Common Stock received from the vesting of restricted stock units. (F7) On March 8, 2021, the Reporting Person was granted 5,150 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022. |
| 6 | Derivative | Restricted Stock Units | 2025-03-10 | M | D | 12,500 | $0.00 | 87,500 | D | — · — to — | 12,500 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) On January 31, 2024, the Reporting Person was granted 150,000 restricted stock units, Restricted stock units as to 1/6 vest on June 10, 2024, and as to 1/12 vest quarterly on each of the following dates: September 10, 2024, December 10, 2024, March 10, 2025, June 10, 2025, September 10, 2025, December 10, 2025, March 10, 2026, June 10, 2026, September 10, 2026, and December 10, 2026. |
| 7 | Derivative | Restricted Stock Units | 2025-03-10 | M | D | 16,500 | $0.00 | 16,500 | D | — · — to — | 16,500 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) On January 31, 2024, the Reporting Person was granted 50,000 restricted stock units. Restricted stock units vest as to 34% on September 10, 2024, 33% on March 10, 2025 and 33% on September 10, 2025. |