Form 4 for ULS UL Solutions Inc.
Accepted 2025-04-03 00:00:00 ET · period of report 2025-04-01 · accession 0001415889-25-010118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-03 | 2025-04-01 | ULS | Hancock Lynn H | See Remarks | M - OptEx | $13.15 | +5,964 | 12.0K | +98% | +$78.4K |
| DM | 2025-04-03 | 2025-04-01 | ULS | Hancock Lynn H | See Remarks | F - Tax | $57.85 | -3,634 | 11.6K | -24% | -$210.2K |
| D | 2025-04-03 | 2025-04-01 | ULS | Hancock Lynn H | See Remarks | A - Grant | $57.85 | +3,167 | 12.5K | +34% | +$183.2K |
| D | 2025-04-03 | 2025-04-01 | ULS | Hancock Lynn H | See Remarks | M - OptEx | $0.00 | -5,964 | 0 | -100% | $0 |
| D | 2025-04-03 | 2025-04-01 | ULS | Hancock Lynn H | See Remarks | A - Grant | $0.00 | +2,304 | 2,304 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-04-01 | M | A | 5,964 | $13.15 | 12,022 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-04-01 | F | D | 2,706 | $57.85 | 9,316 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-04-01 | A | A | 3,167 | $57.85 | 12,483 | D | — | — | (F1) This Class A Common Stock was issued to the Reporting Person upon settlement of performance cash awards granted under the Issuer's Pre-IPO Long Term Incentive Plan as a result of the achievement of certain performance criteria not related to the passage of time or stock price. |
| 4 | Common | Class A Common Stock | 2025-04-01 | F | D | 928 | $57.85 | 11,555 | D | — | — | |
| 5 | Derivative | Stock Appreciation Right | 2025-04-01 | M | D | 5,964 | $0.00 | 0 | D | $13.15 · 2023-04-01 to 2025-04-01 | 5,964 Class A Common Stock | |
| 6 | Derivative | Restricted Stock Units | 2025-04-01 | A | A | 2,304 | $0.00 | 2,304 | D | — · — to — | 2,304 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date. |