Form 4 for ESCA ESCALADE INC
Accepted 2025-04-04 00:00:00 ET · period of report 2025-04-03 · accession 0001415889-25-010229 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-04 | 2025-04-03 | ESCA | Griffin Patrick J | VP, Dir, 10% | M - OptEx | — | +2,100 | 566.0K | +0.4% | — |
| D | 2025-04-04 | 2025-04-03 | ESCA | Griffin Patrick J | VP, Dir, 10% | M - OptEx | $0.00 | -2,100 | 4,200 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-03 | M | A | 2,100 | — | 565,980.23 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2025-04-03 | M | D | 2,100 | $0.00 | 4,200 | D | — · — to 2027-04-03 | 4,200 Common Stock | (F6) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F7) On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 as reported in this Form 4. The remaining 4,200 RSUs will vest one half on April 3, 2026 and one half on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade. |