Form 4 for ESCA ESCALADE INC
Accepted 2025-05-09 00:00:00 ET · period of report 2025-05-07 · accession 0001415889-25-012533 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-09 | 2025-05-08 | ESCA | Baalmann Richard Fenton JR | Dir | M - OptEx | — | +2,150 | 112.5K | +2% | — |
| D | 2025-05-09 | 2025-05-07 | ESCA | Baalmann Richard Fenton JR | Dir | A - Grant | $0.00 | +4,500 | 4,500 | New | $0 |
| D | 2025-05-09 | 2025-05-08 | ESCA | Baalmann Richard Fenton JR | Dir | M - OptEx | $0.00 | -2,150 | 2,150 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-08 | M | A | 2,150 | — | 112,544 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2025-05-07 | A | A | 4,500 | $0.00 | 4,500 | D | — · — to 2027-05-07 | 4,500 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. (F3) On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade. |
| 3 | Derivative | Restricted Stock Units | 2025-05-08 | M | D | 2,150 | $0.00 | 2,150 | D | — · — to 2026-05-08 | 2,150 Common Stock | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F2) Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. (F4) On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 as reported on this Form 4. The remaining 2,150 RSUs will vest on May 8, 2026, provided that the reporting person remains a director of Escalade. |