Form 4 for ESCA ESCALADE INC
Accepted 2025-05-12 00:00:00 ET · period of report 2025-05-10 · accession 0001415889-25-012682 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-12 | 2025-05-10 | ESCA | Franklin Katherine F. | Dir | M - OptEx | — | +2,650 | 30.6K | +9% | — |
| D | 2025-05-12 | 2025-05-10 | ESCA | Franklin Katherine F. | Dir | M - OptEx | $0.00 | -2,650 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-10 | M | A | 2,650 | — | 30,579.78 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2025-05-10 | M | D | 2,650 | $0.00 | 0 | D | — · — to 2025-05-10 | 2,650 Common Stock | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F2) Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. (F3) On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested on May 10, 2025 and settled on May 12, 2025 as reported on this Form 4. As previously reported, the other 2,650 RSUs vested and settled on May 10, 2024. |