Form 4 for AGX ARGAN INC
Accepted 2025-05-13 00:00:00 ET · period of report 2025-04-18 · accession 0001415889-25-012831 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-05-13 | 2025-04-18 | AGX | Griffin William F Jr | Dir, GEMMA, NON-EXECUTIVE COB | M - OptEx | $0.00 | +3,371 | 5,975 | +129% | $0 |
| DMI | 2025-05-13 | 2025-05-09+ | AGX | Griffin William F Jr | Dir, GEMMA, NON-EXECUTIVE COB | J - Other | $0.00 | 0 | 80.0K | New | $0 |
| D | 2025-05-13 | 2025-04-18 | AGX | Griffin William F Jr | Dir, GEMMA, NON-EXECUTIVE COB | M - OptEx | $0.00 | -4,166 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-18 | M | A | 3,371 | $0.00 | 5,975 | I By William F Griffin Jr Revocable Trust U/A DTD FBO 12/09/04 | — | — | (F1) Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit ("TRSU") awarded to the Reporting Person on April 18, 2022, 4,166 shares of Common Stock became issuable to the Reporting Person on April 18, 2025. |
| 2 | Common | Common Stock | 2025-05-09 | J | D | 25,000 | $0.00 | 105,000 | I William F. Griffin 2025 GRAT Trust | — | — | (F2) On May 9, 2025, the Reporting Person transferred 25,000 shares from the William F. Griffin 2025 GRAT Trust to the William F Griffin Jr Revocable Trust. |
| 3 | Common | Common Stock | 2025-05-09 | J | A | 25,000 | $0.00 | 30,975 | I By William F Griffin Jr Revocable Trust U/A DTD FBO 12/09/04 | — | — | (F2) On May 9, 2025, the Reporting Person transferred 25,000 shares from the William F. Griffin 2025 GRAT Trust to the William F Griffin Jr Revocable Trust. |
| 4 | Common | Common Stock | 2025-05-13 | J | A | 25,000 | $0.00 | 55,975 | I By William F Griffin Jr Revocable Trust U/A DTD FBO 12/09/04 | — | — | (F3) On May 13, 2025, the Reporting Person transferred 25,000 shares from the William F. Griffin 2025 GRAT Trust to the William F Griffin Jr Revocable Trust. |
| 5 | Common | Common Stock | 2025-05-13 | J | D | 25,000 | $0.00 | 80,000 | I William F. Griffin 2025 GRAT Trust | — | — | (F3) On May 13, 2025, the Reporting Person transferred 25,000 shares from the William F. Griffin 2025 GRAT Trust to the William F Griffin Jr Revocable Trust. |
| 6 | Derivative | Time Based Restricted Stock Units | 2025-04-18 | M | D | 4,166 | $0.00 | 0 | D | $0.00 · — to — | 4,166 Common Stock | (F1) Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit ("TRSU") awarded to the Reporting Person on April 18, 2022, 4,166 shares of Common Stock became issuable to the Reporting Person on April 18, 2025. |