Form 4 for AMZE AMAZE HOLDINGS, INC.
Accepted 2025-06-17 00:00:00 ET · period of report 2025-03-07 · accession 0001415889-25-017559 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-06-17 | 2025-06-13 | AMZE | Day Aaron | CEO, Dir | C - Cnv Deriv | — | +239.9K | 239.9K | New | — |
| DI | 2025-06-17 | 2025-06-13 | AMZE | Day Aaron | CEO, Dir | C - Cnv Deriv | — | +2,718 | 5,924 | +85% | — |
| D | 2025-06-17 | 2025-06-13 | AMZE | Day Aaron | CEO, Dir | C - Cnv Deriv | — | -44.1K | 0 | -100% | — |
| DI | 2025-06-17 | 2025-03-07 | AMZE | Day Aaron | CEO, Dir | A - Grant | — | +500 | 500 | New | — |
| DI | 2025-06-17 | 2025-06-13 | AMZE | Day Aaron | CEO, Dir | C - Cnv Deriv | — | -500 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-13 | C | A | 239,875 | — | 239,875 | D | — | — | (F1) The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025. (F2) Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. |
| 2 | Common | Common Stock | 2025-06-13 | C | A | 2,718 | — | 5,924 | I Held by Day Family Trust | — | — | (F1) The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025. (F2) Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. (F3) The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the shares. |
| 3 | Derivative | Series D Convertible Preferred Stock | 2025-06-13 | C | D | 44,137 | — | 0 | D | — · 2025-03-07 to — | 239,875 Common Stock | (F2) Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. (F4) The Series D Convertible Preferred Stock has no expiration date. |
| 4 | Derivative | Series D Convertible Preferred Stock | 2025-03-07 | A | A | 500 | — | 500 | I Held by Day Family Trust | $0.8 · 2025-03-07 to — | 62,500 Common Stock | (F6) Received in connection with the acquisition of Amaze Software, Inc. pursuant to the Amended and Restated Agreement and Plan of Merger. (F4) The Series D Convertible Preferred Stock has no expiration date. |
| 5 | Derivative | Series D Convertible Preferred Stock | 2025-06-13 | C | D | 500 | — | 0 | I Held by Day Family Trust | — · 2025-03-07 to — | 2,718 Common Stock | (F2) Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. (F3) The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the shares. (F4) The Series D Convertible Preferred Stock has no expiration date. |