Form 4 for AMP Ameriprise Financial
Accepted 2025-07-14 00:00:00 ET · period of report 2025-07-10 · accession 0001415889-25-019750 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-07-14 | 2025-07-10 | AMP | Smyth Gerard P. | EVP, CIO | M - OptEx | — | +203.57 | 9,224 | +2% | — |
| D | 2025-07-14 | 2025-07-10 | AMP | Smyth Gerard P. | EVP, CIO | F - Tax | $542.51 | -88.57 | 9,135 | -1.0% | -$48.1K |
| D | 2025-07-14 | 2025-07-10 | AMP | Smyth Gerard P. | EVP, CIO | M - OptEx | — | -203.57 | 887.38 | -19% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-10 | M | A | 203.57 | — | 9,223.57 | D | — | — | (F1) Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. |
| 2 | Common | Common Stock | 2025-07-10 | F | D | 88.57 | $542.51 | 9,135 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2025-07-10 | M | D | 203.57 | — | 887.38 | D | — · — to — | 203.57 Common Stock | (F1) Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. (F2) Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |