Form 4 for MOD MODINE MANUFACTURING CO
Accepted 2025-07-31 00:00:00 ET · period of report 2025-07-29 · accession 0001415889-25-020699 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-07-31 | 2025-07-29 | MOD | Agen Brian Jon | VP, CHRO | M - OptEx | $12.92 | +47.9K | 138.0K | +53% | +$619.1K |
| DM | 2025-07-31 | 2025-07-29 | MOD | Agen Brian Jon | VP, CHRO | S - Sale+OE | $110.50 | -47.9K | 96.7K | -33% | -$5.30M |
| DM | 2025-07-31 | 2025-07-29 | MOD | Agen Brian Jon | VP, CHRO | M - OptEx | $0.00 | +47.9K | 4,090 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2025-07-29 | M | A | 12,261 | $6.62 | 125,505 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 2 | Common | Common stock | 2025-07-29 | S | D | 45 | $112.49 | 90,015 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 3 | Common | Common stock | 2025-07-29 | S | D | 6,590 | $111.54 | 90,060 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.02 to $112.00, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 4 | Common | Common stock | 2025-07-29 | S | D | 41,304 | $110.33 | 96,650 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.96, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 5 | Common | Common stock | 2025-07-29 | M | A | 6,847 | $15.90 | 96,862 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 6 | Common | Common stock | 2025-07-29 | M | A | 6,643 | $17.90 | 103,505 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 7 | Common | Common stock | 2025-07-29 | M | A | 9,739 | $13.26 | 113,244 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 8 | Common | Common stock | 2025-07-29 | M | A | 5,115 | $17.79 | 130,620 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 9 | Common | Common stock | 2025-07-29 | M | A | 7,334 | $12.28 | 137,954 | D | — | — | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F2) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 10 | Derivative | Employee stock option (Right to buy) | 2025-07-29 | M | A | 6,643 | $0.00 | 0 | D | $17.90 · 2022-05-30 to 2028-05-30 | 6,643 Common stock | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. |
| 11 | Derivative | Employee stock option (Right to buy) | 2025-07-29 | M | A | 5,115 | $0.00 | 1,706 | D | $17.79 · — to 2031-06-04 | 5,115 Common stock | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F6) This option vested in four equal installments on June 4, 2022, 2023, 2024, and 2025. |
| 12 | Derivative | Employee stock option (Right to buy) | 2025-07-29 | M | A | 6,847 | $0.00 | 0 | D | $15.90 · 2021-06-01 to 2027-06-01 | 6,847 Common stock | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. |
| 13 | Derivative | Employee stock option (Right to buy) | 2025-07-29 | M | A | 7,334 | $0.00 | 3,779 | D | $12.28 · — to 2032-06-06 | 7,334 Common stock | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F7) This option vested as follows: 33% on June 6, 2023, 33% on June 6, 2024 and the remaining 34% on June 6, 2025. |
| 14 | Derivative | Employee stock option (Right to buy) | 2025-07-29 | M | A | 9,739 | $0.00 | 0 | D | $13.26 · 2023-05-29 to 2029-05-29 | 9,739 Common stock | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. |
| 15 | Derivative | Employee stock option (Right to buy) | 2025-07-29 | M | A | 12,261 | $0.00 | 4,090 | D | $6.62 · — to 2030-10-02 | 12,261 Common stock | (F1) The reported transactions were completed pursuant to a trading plan entered into by Mr. Agen on December 18, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes the activity under that plan. (F5) This option vested in four equal installments on October 2, 2021, 2022, 2023, and 2024. |