Form 4 for KDP Keurig Dr Pepper
Accepted 2023-11-27 00:00:00 ET · period of report 2023-11-22 · accession 0001418135-23-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-27 | 2023-11-22 | KDP | Sudhanshu Priyadarshi | CFO, Pres International | F - Tax | $32.41 | -19.9K | 132.7K | -13% | -$643.6K |
| D | 2023-11-27 | 2023-11-22 | KDP | Sudhanshu Priyadarshi | CFO, Pres International | M - OptEx | $0.00 | +52.4K | 152.5K | +52% | $0 |
| D | 2023-11-27 | 2023-11-22 | KDP | Sudhanshu Priyadarshi | CFO, Pres International | M - OptEx | $0.00 | -52.4K | 25.8K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-22 | F | D | 19,858 | $32.41 | 132,656 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 2 | Common | Common Stock | 2023-11-22 | M | A | 52,440 | $0.00 | 152,514 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2023-11-22 | M | D | 52,440 | $0.00 | 25,828 | D | — · — to — | 52,440 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis. (F3) As previously disclosed, these RSUs were granted on November 22, 2022 and vest in two installments as follows: 67% on November 22, 2023; and 33% on November 22, 2024. Sixty-seven percent of the RSUs vested on November 22, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |