Form 4 for KDP Keurig Dr Pepper
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-04 · accession 0001418135-24-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-04 | KDP | Stephens Angela A. | Senior VP, Ctrl | M - OptEx | $0.00 | +27.5K | 85.9K | +47% | $0 |
| D | 2024-03-05 | 2024-03-04 | KDP | Stephens Angela A. | Senior VP, Ctrl | F - Tax | $29.10 | -6,360 | 98.8K | -6% | -$185.1K |
| D | 2024-03-05 | 2024-03-04 | KDP | Stephens Angela A. | Senior VP, Ctrl | A - Grant | $0.00 | +14.6K | 14.6K | New | $0 |
| DM | 2024-03-05 | 2024-03-04 | KDP | Stephens Angela A. | Senior VP, Ctrl | M - OptEx | $0.00 | -27.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-04 | M | A | 19,194 | $0.00 | 105,118 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-03-04 | M | A | 8,328 | $0.00 | 85,924 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-03-04 | F | D | 6,360 | $29.10 | 98,758 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 4 | Derivative | Restricted Stock Unit | 2024-03-04 | A | A | 14,605 | $0.00 | 14,605 | D | — · — to — | 14,605 Common Stock | (F5) Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
| 5 | Derivative | Restricted Stock Unit | 2024-03-04 | M | D | 8,328 | $0.00 | 5,552 | D | — · — to — | 8,328 Common Stock | (F3) As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% vested on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025 and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
| 6 | Derivative | Restricted Stock Unit | 2024-03-04 | M | D | 19,194 | $0.00 | 0 | D | — · — to — | 19,194 Common Stock | (F4) As previously disclosed, these RSUs were granted on March 4, 2019 and vest in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |