Form 4 for KDP Keurig Dr Pepper
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-04 · accession 0001418135-24-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-04 | KDP | Shoemaker Anthony | CLO | M - OptEx | $0.00 | +8,328 | 93.7K | +10% | $0 |
| D | 2024-03-05 | 2024-03-04 | KDP | Shoemaker Anthony | CLO | F - Tax | $29.10 | -2,028 | 91.6K | -2% | -$59.0K |
| D | 2024-03-05 | 2024-03-04 | KDP | Shoemaker Anthony | CLO | A - Grant | $0.00 | +24.1K | 24.1K | New | $0 |
| D | 2024-03-05 | 2024-03-04 | KDP | Shoemaker Anthony | CLO | M - OptEx | $0.00 | -8,328 | 5,552 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-04 | M | A | 8,328 | $0.00 | 93,677 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-03-04 | F | D | 2,028 | $29.10 | 91,649 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Unit | 2024-03-04 | A | A | 24,055 | $0.00 | 24,055 | D | — · — to — | 24,055 Common Stock | (F4) Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
| 4 | Derivative | Restricted Stock Unit | 2024-03-04 | M | D | 8,328 | $0.00 | 5,552 | D | — · — to — | 8,328 Common Stock | (F3) As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |