Form 4 for KDP Keurig Dr Pepper
Accepted 2024-03-06 00:00:00 ET · period of report 2024-03-04 · accession 0001418135-24-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-06 | 2024-03-04 | KDP | Singer Robert S | Dir | M - OptEx | $0.00 | +6,143 | 49.8K | +14% | $0 |
| DM | 2024-03-06 | 2024-03-05+ | KDP | Singer Robert S | Dir | S - Sale+OE | $29.25 | -14.1K | 35.6K | -28% | -$413.3K |
| D | 2024-03-06 | 2024-03-04 | KDP | Singer Robert S | Dir | A - Grant | $0.00 | +6,014 | 6,014 | New | $0 |
| D | 2024-03-06 | 2024-03-04 | KDP | Singer Robert S | Dir | M - OptEx | $0.00 | -6,143 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-04 | M | A | 6,143 | $0.00 | 49,775 | D | — | — | (F1) Restricted Stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-03-05 | S | D | 12,132 | $29.25 | 37,643 | D | — | — | (F2) The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $29.25 to $29.26 The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2024-03-06 | S | D | 2,000 | $29.24 | 35,643 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2024-03-04 | A | A | 6,014 | $0.00 | 6,014 | D | — · — to — | 6,014 Common Stock | (F4) Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
| 5 | Derivative | Restricted Stock Unit | 2024-03-04 | M | D | 6,143 | $0.00 | 0 | D | — · — to — | 6,143 Common Stock | (F3) As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |