Form 4 for KDP Keurig Dr Pepper
Accepted 2024-03-14 00:00:00 ET · period of report 2024-03-12 · accession 0001418135-24-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-14 | 2024-03-12 | KDP | Gamgort Robert James | CEO, Executive COB, Dir | M - OptEx | $0.00 | +40.9K | 3.05M | +1% | $0 |
| D | 2024-03-14 | 2024-03-12 | KDP | Gamgort Robert James | CEO, Executive COB, Dir | F - Tax | $29.19 | -16.0K | 3.03M | -0.5% | -$467.6K |
| D | 2024-03-14 | 2024-03-12 | KDP | Gamgort Robert James | CEO, Executive COB, Dir | M - OptEx | $0.00 | -40.9K | 40.9K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-12 | M | A | 40,888 | $0.00 | 3,048,984 | D | — | — | (F1) Restricted Stock units ("RSUs") convert into common stock on a one-for-one basis. (F2) Reflects shares transferred between the reporting person and a grantor retained annuity trust, which was exempt from reporting pursuant to Rule 16a-13. |
| 2 | Common | Common Stock | 2024-03-12 | F | D | 16,020 | $29.19 | 3,032,964 | D | — | — | (F3) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Unit | 2024-03-12 | M | D | 40,888 | $0.00 | 40,887 | D | — · — to — | 40,888 Common Stock | (F4) As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Twenty percent of the RSUs vested on March 12, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |