Form 4 for KDP Keurig Dr Pepper
Accepted 2024-03-14 00:00:00 ET · period of report 2024-03-12 · accession 0001418135-24-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-14 | 2024-03-12 | KDP | Stephens Angela A. | Senior VP, Ctrl | M - OptEx | $0.00 | +3,697 | 102.5K | +4% | $0 |
| D | 2024-03-14 | 2024-03-12 | KDP | Stephens Angela A. | Senior VP, Ctrl | F - Tax | $29.19 | -1,374 | 101.1K | -1% | -$40.1K |
| D | 2024-03-14 | 2024-03-12 | KDP | Stephens Angela A. | Senior VP, Ctrl | M - OptEx | $0.00 | -3,697 | 3,697 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-12 | M | A | 3,697 | $0.00 | 102,455 | D | — | — | (F1) Restricted Stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-03-12 | F | D | 1,374 | $29.19 | 101,081 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Unit | 2024-03-12 | M | D | 3,697 | $0.00 | 3,697 | D | — · — to — | 3,697 Common Stock | (F3) As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Twenty percent of the RSUs vested on March 12, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |