Form 4 for KDP Keurig Dr Pepper
Accepted 2024-09-18 00:00:00 ET · period of report 2024-09-16 · accession 0001418135-24-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-18 | 2024-09-16 | KDP | Shoemaker Anthony | CLO | F - Tax | $37.35 | -1,509 | 94.0K | -2% | -$56.4K |
| DM | 2024-09-18 | 2024-09-16 | KDP | Shoemaker Anthony | CLO | M - OptEx | $0.00 | +3,833 | 93.1K | +4% | $0 |
| DM | 2024-09-18 | 2024-09-16 | KDP | Shoemaker Anthony | CLO | M - OptEx | $0.00 | -3,833 | 1,475 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-16 | F | D | 581 | $37.35 | 92,544 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 2 | Common | Common Stock | 2024-09-16 | M | A | 2,357 | $0.00 | 94,901 | D | — | — | (F1) Restricted Stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-09-16 | M | A | 1,476 | $0.00 | 93,125 | D | — | — | (F1) Restricted Stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-09-16 | F | D | 928 | $37.35 | 93,973 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 5 | Derivative | Restricted Stock Unit | 2024-09-16 | M | D | 2,357 | $0.00 | 1,570 | D | — · — to — | 2,357 Common Stock | (F3) As previously disclosed, these RSUs were granted on September 14, 2021 and vest in three installments as follows: 60% on September 14, 2024; 20% on September 14, 2025, and 20% on September 14, 2026. Sixty percent of the RSUs vested on September 16, 2024, the first trading day following September 14, 2024. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. |
| 6 | Derivative | Restricted Stock Unit | 2024-09-16 | M | D | 1,476 | $0.00 | 1,475 | D | — · — to — | 1,476 Common Stock | (F4) As previously disclosed, these RSUs were granted on September 15, 2020 and vest in three installments as follows: 60% on September 15, 2023; 20% on September 15, 2024, and 20% on September 15, 2025. Twenty percent of the RSUs vested on September 16, 2024, the first trading day following September 15, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |