Form 4 for KDP Keurig Dr Pepper
Accepted 2024-09-18 00:00:00 ET · period of report 2024-09-16 · accession 0001418135-24-000082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-18 | 2024-09-16 | KDP | Oxender Monique | Chief Corp. Affairs Off | F - Tax | $37.35 | -2,299 | 70.9K | -3% | -$85.9K |
| DM | 2024-09-18 | 2024-09-16 | KDP | Oxender Monique | Chief Corp. Affairs Off | M - OptEx | $0.00 | +5,840 | 75.2K | +8% | $0 |
| DM | 2024-09-18 | 2024-09-16 | KDP | Oxender Monique | Chief Corp. Affairs Off | M - OptEx | $0.00 | -5,840 | 999 | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-16 | F | D | 1,708 | $37.35 | 73,522 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 2 | Common | Common Stock | 2024-09-16 | M | A | 1,500 | $0.00 | 71,481 | D | — | — | (F1) Restricted Stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-09-16 | F | D | 591 | $37.35 | 70,890 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 4 | Common | Common Stock | 2024-09-16 | M | A | 4,340 | $0.00 | 75,230 | D | — | — | (F1) Restricted Stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2024-09-16 | M | D | 4,340 | $0.00 | 4,340 | D | — · — to — | 4,340 Common Stock | (F4) As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four installments as follows: 25% on September 15, 2022; 25% on September 15, 2023, 25% on September 15, 2024, and 25% on September 15, 2025. Twenty-five percent of the RSUs vested on September 16, 2024, the first trading day following September 15, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
| 6 | Derivative | Restricted Stock Unit | 2024-09-16 | M | D | 1,500 | $0.00 | 999 | D | — · — to — | 1,500 Common Stock | (F3) As previously disclosed, these RSUs were granted on September 14, 2021 and vest in three installments as follows: 60% on September 14, 2024; 20% on September 14, 2025, and 20% on September 14, 2026. Sixty percent of the RSUs vested on September 16, 2024, the first trading day following September 14, 2024. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. |