Form 4 for AX Axos Financial, Inc.
Accepted 2026-02-06 00:00:00 ET · period of report 2026-02-04 · accession 0001419425-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-06 | 2026-02-04 | AX | Garrabrants Gregory | Pres, CEO, Dir | S - Sale | $99.10 | -43.3K | 1.42M | -3% | -$4.29M | |
| M | 2026-02-06 | 2026-02-05 | AX | Garrabrants Gregory | Pres, CEO, Dir | G - Gift | $98.97 | -2,522 | 1.42M | -0.2% | -$249.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-04 | S | D | 43,294 | $99.10 | 1,418,751 | D | — | — | (F1) Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. (F2) These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| 2 | Common | Common Stock | 2026-02-05 | G | D | 1,513 | $98.97 | 1,417,238 | D | — | — | (F3) This transaction represents a charitable donation of 1,513 shares of common stock of the Issuer to a charitable fund on February 5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $149,742. |
| 3 | Common | Common Stock | 2026-02-05 | G | D | 1,009 | $98.97 | 1,416,229 | D | — | — | (F4) This transaction represents a charitable donation of 1,009 shares of common stock of the Issuer to a charitable fund on February5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $99,861. |