Form 4 for CLPT ClearPoint Neuro, Inc.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-07-23 · accession 0001420506-21-000944 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-07-23 | CLPT | Piferi Peter G. | COO | M - OptEx | $2.81 | +27.6K | 44.5K | +163% | +$77.7K |
| D | 2021-08-04 | 2021-07-23 | CLPT | Piferi Peter G. | COO | F - Tax | $20.15 | -3,856 | 60.7K | -6% | -$77.7K |
| DM | 2021-08-04 | 2021-07-23 | CLPT | Piferi Peter G. | COO | M - OptEx | $0.00 | -27.6K | 17.9K | -61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-23 | M | A | 3,141 | $3.24 | 40,085 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-23 | F | D | 3,856 | $20.15 | 60,693 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-23 | M | A | 20,000 | $2.60 | 64,549 | D | — | — | |
| 4 | Common | Common Stock | 2021-07-23 | M | A | 4,464 | $3.47 | 44,549 | D | — | — | |
| 5 | Derivative | Stock Options (right to buy) | 2021-07-23 | M | D | 20,000 | $0.00 | 0 | D | $2.60 · 2018-10-04 to 2027-10-04 | 20,000 Common Stock | |
| 6 | Derivative | Stock Options (right to buy) | 2021-07-23 | M | D | 3,141 | $0.00 | 12,565 | D | $3.24 · 2021-07-09 to 2030-07-09 | 3,141 Common Stock | |
| 7 | Derivative | Stock Options (right to buy) | 2021-07-23 | M | D | 4,464 | $0.00 | 17,857 | D | $3.47 · 2020-08-15 to 2029-08-15 | 4,464 Common Stock |