Form 4 for CZWI Citizens Community Bancorp Inc.
Accepted 2024-08-20 00:00:00 ET · period of report 2024-08-19 · accession 0001420506-24-001647 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-08-20 | 2024-08-19 | CZWI | Friedman Martin S. | 10% | D - Sale to Iss | $12.85 | -75.0K | 876.6K | -8% | -$963.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-19 | D | D | 75,000 | $12.85 | 876,594 | I See footnote | — | — | (F2) The Reporting Person may be deemed to beneficially own the shares to extent of the greater of his direct or indirect pecuniary interest in the profits or capital account of HSPV. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any shares beneficially owned in excess of his pecuniary interest. (F1) Martin S Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the Managing Member of Financial Hybrid Opportunity SPVI LLC ("HSPV"). HSPV sold 75,000 shares of the issuer. Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the shares of the issuer held by HSPV. |