Form 4 for ERII Energy Recovery, Inc.
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001421517-21-000112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-15 | 2021-09-13 | ERII | Foda Sherif | Dir | M - OptEx | $9.98 | +5,595 | 10.4K | +116% | +$55.8K |
| D | 2021-09-15 | 2021-09-13 | ERII | Foda Sherif | Dir | S - Sale+OE | $21.59 | -5,595 | 4,812 | -54% | -$120.8K |
| D | 2021-09-15 | 2021-09-13 | ERII | Foda Sherif | Dir | M - OptEx | $0.00 | -5,595 | 7,818 | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-13 | M | A | 5,595 | $9.98 | 10,407 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-13 | S | D | 5,595 | $21.59 | 4,812 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $21.50 to $21.70 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-09-13 | M | D | 5,595 | $0.00 | 7,818 | D | $9.98 · — to 2029-06-13 | 5,595 Common Stock | (F2) This stock option was granted on June 13, 2019. All of the options are fully vested and exercisable. |