Form 4 for ERII Energy Recovery, Inc.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-29 · accession 0001421517-21-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-10-04 | 2021-09-29 | ERII | MAO ROBERT YU LANG | Pres, CEO, Dir | G - Gift | $0.00 | -121.4K | 32.2K | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-29 | G | D | 121,403 | $0.00 | 32,166 | I The Robert and Iran Mao Rev Trust DTD 04-06-2006 | — | — | (F1) These securities were transferred by the reporting person as a gift to an irrevocable trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of such securities. This transaction is exempt from Section 16 pursuant to Rule 16b-5, as it is a bona fide gift. |