Form 4 for ERII Energy Recovery, Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-24 · accession 0001421517-21-000147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-24 | ERII | Foda Sherif | Dir | M - OptEx | $8.55 | +20.0K | 24.8K | +416% | +$171.1K |
| D | 2021-11-29 | 2021-11-24 | ERII | Foda Sherif | Dir | S - Sale+OE | $22.46 | -20.0K | 4,812 | -81% | -$449.2K |
| DM | 2021-11-29 | 2021-11-24 | ERII | Foda Sherif | Dir | M - OptEx | $8.55 | -20.0K | 0 | -100% | -$171.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-24 | M | A | 7,818 | $9.98 | 12,630 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-24 | M | A | 12,182 | $7.64 | 24,812 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-24 | S | D | 20,000 | $22.46 | 4,812 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $22.30 to $22.53 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-11-24 | M | D | 12,182 | $7.64 | 6,487 | D | $7.64 · — to 2030-07-16 | 12,182 Common Stock | (F3) These stock options were granted on July 16, 2020 and were fully vested and exercisable on the 2021 Annual Meeting date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-11-24 | M | D | 7,818 | $9.98 | 0 | D | $9.98 · — to 2029-06-13 | 7,818 Common Stock | (F2) These stock options were granted on June 13, 2019 and were fully vested and exercisable on the 2020 Annual Meeting date. |