Form 4 for ERII Energy Recovery, Inc.
Accepted 2022-02-01 00:00:00 ET · period of report 2022-01-28 · accession 0001421517-22-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-01 | 2022-01-28 | ERII | Yeung William | CLO | A - Grant | $0.00 | +7,898 | 72.7K | +12% | $0 |
| D | 2022-02-01 | 2022-01-28 | ERII | Yeung William | CLO | A - Grant | $18.99 | +20.3K | 20.3K | New | +$385.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-28 | A | A | 7,898 | $0.00 | 72,733 | D | — | — | (F1) This employee restricted stock unit was granted on the transaction date. 25% of the restricted stock unit will vests on the first four anniversaries of the grant date. |
| 2 | Derivative | Employee Stock Option (Right to Buy) | 2022-01-28 | A | A | 20,293 | $18.99 | 20,293 | D | $18.99 · — to 2032-01-28 | 20,293 Common Stock | (F2) This employee stock option was granted on the transaction date. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. |