Form 4 for ERII Energy Recovery, Inc.

Accepted 2022-02-03 00:00:00 ET · period of report 2022-02-01 · accession 0001421517-22-000022 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-02-03	2022-02-01+	ERII	Yeung William	CLO	F - Tax	$19.61	-5,577	69.6K	-7%	-$109.3K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-02	F	D	2,445	$19.65	67,156	D	—	—	(F1) Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). (F3) Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $19.46 to $19.79 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
2	Common	Common Stock	2022-02-01	F	D	3,132	$19.57	69,601	D	—	—	(F1) Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). (F2) Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $19.19 to $19.74 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.