Form 4 for ERII Energy Recovery, Inc.
Accepted 2022-06-06 00:00:00 ET · period of report 2022-06-03 · accession 0001421517-22-000084 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-06 | 2022-06-03 | ERII | BUEHLER ALEXANDER J | Dir | M - OptEx | $3.12 | +50.0K | 64.8K | +338% | +$156.0K |
| D | 2022-06-06 | 2022-06-03 | ERII | BUEHLER ALEXANDER J | Dir | S - Sale+OE | $21.34 | -50.0K | 14.8K | -77% | -$1.07M |
| DM | 2022-06-06 | 2022-06-03 | ERII | BUEHLER ALEXANDER J | Dir | M - OptEx | $3.12 | -50.0K | 19.8K | -72% | -$156.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-03 | M | A | 16,449 | $3.53 | 31,261 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-03 | M | A | 33,551 | $2.92 | 64,812 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-03 | S | D | 50,000 | $21.34 | 14,812 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $21.270 to $21.485 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-06-03 | M | D | 16,449 | $3.53 | 0 | D | $3.53 · — to 2025-02-06 | 16,449 Common Stock | (F2) The shares were fully vested on June 20, 2015. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-06-03 | M | D | 33,551 | $2.92 | 19,841 | D | $2.92 · — to 2025-06-23 | 33,551 Common Stock | (F3) The shares were fully vested on June 17, 2016. |