Form 4 for ERII Energy Recovery, Inc.
Accepted 2022-08-11 00:00:00 ET · period of report 2022-08-09 · accession 0001421517-22-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-11 | 2022-08-09 | ERII | MAO ROBERT YU LANG | Pres, CEO, Dir | S - Sale+OE | $22.46 | -2,000 | 0 | -100% | -$44.9K |
| DM | 2022-08-11 | 2022-08-09+ | ERII | MAO ROBERT YU LANG | Pres, CEO, Dir | M - OptEx | $5.43 | +17.2K | 15.2K | New | +$93.6K |
| DM | 2022-08-11 | 2022-08-09+ | ERII | MAO ROBERT YU LANG | Pres, CEO, Dir | M - OptEx | $5.43 | -17.2K | 15.2K | -53% | -$93.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-09 | S | D | 2,000 | $22.46 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-09 | M | A | 2,000 | $5.43 | 2,000 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-10 | M | A | 15,236 | $5.43 | 15,236 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-08-10 | M | D | 15,236 | $5.43 | 0 | D | $5.43 · — to 2023-09-03 | 15,236 Common Stock | (F1) This stock option was granted on 9/3/2013. All the options are fully vested and exercisable on the date of the 2014 Shareholder Meeting. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-08-09 | M | D | 2,000 | $5.43 | 15,236 | D | $5.43 · — to 2023-09-03 | 2,000 Common Stock | (F1) This stock option was granted on 9/3/2013. All the options are fully vested and exercisable on the date of the 2014 Shareholder Meeting. |