Form 4 for ERII Energy Recovery, Inc.
Accepted 2022-11-18 00:00:00 ET · period of report 2022-11-16 · accession 0001421517-22-000153 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-18 | 2022-11-16 | ERII | Hanstveit Arve | Dir | M - OptEx | $5.43 | +17.2K | 901.6K | +2% | +$93.6K |
| D | 2022-11-18 | 2022-11-16 | ERII | Hanstveit Arve | Dir | S - Sale+OE | $20.93 | -17.2K | 884.4K | -2% | -$360.7K |
| D | 2022-11-18 | 2022-11-16 | ERII | Hanstveit Arve | Dir | M - OptEx | $5.43 | -17.2K | 0 | -100% | -$93.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-16 | M | A | 17,236 | $5.43 | 901,588 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-16 | S | D | 17,236 | $20.93 | 884,352 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $20.80 to $21.06 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-11-16 | M | D | 17,236 | $5.43 | 0 | D | $5.43 · — to 2023-09-03 | 17,236 Common Stock | (F3) The shares are fully vested and exercisable. |