Form 4 for ERII Energy Recovery, Inc.

Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001421517-23-000022 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-02-03	2023-02-01+	ERII	Yeung William	CLO	S - Sale	$22.40	-3,707	81.3K	-4%	-$83.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-02	S	D	2,913	$22.57	78,366	D	—	—	(F1) Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). (F3) Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $22.38 to $22.77 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
2	Common	Common Stock	2023-02-01	S	D	794	$21.79	81,279	D	—	—	(F1) Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). (F2) Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $21.62 to $22.13 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.