Form 4 for ERII Energy Recovery, Inc.
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0001421517-23-000102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-05 | 2023-06-01 | ERII | Hanstveit Arve | Dir | M - OptEx | $8.60 | +15.3K | 883.7K | +2% | +$131.8K |
| D | 2023-06-05 | 2023-06-01 | ERII | Hanstveit Arve | Dir | S - Sale+OE | $23.73 | -15.3K | 868.4K | -2% | -$363.7K |
| D | 2023-06-05 | 2023-06-01 | ERII | Hanstveit Arve | Dir | M - OptEx | $8.60 | -15.3K | 0 | -100% | -$131.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | M | A | 15,327 | $8.60 | 883,679 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-01 | S | D | 15,327 | $23.73 | 868,352 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $23.86 to $23.97 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-06-01 | M | D | 15,327 | $8.60 | 0 | D | $8.60 · — to 2026-06-23 | 15,327 Common Stock | (F3) The shares are fully vested and exercisable. |