Form 4 for ERII Energy Recovery, Inc.
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-25 · accession 0001421517-23-000150 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-29 | 2023-08-25 | ERII | Clemente Rodney | SVP, Water | M - OptEx | $8.11 | +31.4K | 87.3K | +56% | +$254.3K |
| D | 2023-08-29 | 2023-08-25 | ERII | Clemente Rodney | SVP, Water | S - Sale+OE | $27.03 | -31.4K | 55.9K | -36% | -$848.0K |
| DM | 2023-08-29 | 2023-08-25 | ERII | Clemente Rodney | SVP, Water | M - OptEx | $8.11 | -31.4K | 0 | -100% | -$254.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | M | A | 9,278 | $7.50 | 65,179 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-25 | M | A | 15,663 | $7.60 | 80,842 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-25 | M | A | 6,432 | $10.21 | 87,274 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-25 | S | D | 31,373 | $27.03 | 55,901 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $26.785 to $27.370 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-25 | M | D | 15,663 | $7.60 | 0 | D | $7.60 · — to 2029-01-31 | 15,663 Common Stock | (F3) This employee stock option was granted on January 31, 2019. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-25 | M | D | 6,432 | $10.21 | 13,718 | D | $10.21 · — to 2030-01-31 | 6,432 Common Stock | (F4) This employee stock option was granted on January 31, 2020. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-25 | M | D | 9,278 | $7.50 | 0 | D | $7.50 · — to 2028-02-01 | 9,278 Common Stock | (F2) This employee stock option was granted on February 1, 2018. |