Form 4 for ERII Energy Recovery, Inc.
Accepted 2023-08-31 00:00:00 ET · period of report 2023-08-29 · accession 0001421517-23-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-31 | 2023-08-29 | ERII | Ghasripoor Farshad | CTO | M - OptEx | $7.57 | +51.1K | 97.1K | +111% | +$387.1K |
| D | 2023-08-31 | 2023-08-29 | ERII | Ghasripoor Farshad | CTO | S - Sale+OE | $27.92 | -51.1K | 81.8K | -38% | -$1.43M |
| DM | 2023-08-31 | 2023-08-29 | ERII | Ghasripoor Farshad | CTO | M - OptEx | $7.57 | -51.1K | 0 | -100% | -$387.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-29 | M | A | 35,800 | $7.60 | 132,943 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-29 | S | D | 51,131 | $27.92 | 81,812 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $27.870 to $28.020 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 3 | Common | Common Stock | 2023-08-29 | M | A | 15,331 | $7.50 | 97,143 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-29 | M | D | 35,800 | $7.60 | 0 | D | $7.60 · — to 2029-01-31 | 35,800 Common Stock | (F3) This employee stock option was granted on January 31, 2019. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-29 | M | D | 15,331 | $7.50 | 0 | D | $7.50 · — to 2028-02-01 | 15,331 Common Stock | (F2) This employee stock option was granted on February 1, 2018. |