Form 4 for ERII Energy Recovery, Inc.
Accepted 2023-11-13 00:00:00 ET · period of report 2023-11-08 · accession 0001421517-23-000205 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-13 | 2023-11-08 | ERII | Mao Robert Yu Lang | Dir | M - OptEx | $8.33 | +71.5K | 131.3K | +120% | +$596.0K |
| DM | 2023-11-13 | 2023-11-08 | ERII | Mao Robert Yu Lang | Dir | M - OptEx | $0.00 | -71.5K | 32.6K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-08 | M | A | 6,306 | $13.96 | 176,112 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-08 | M | A | 38,540 | $7.79 | 169,806 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-08 | M | A | 26,662 | $7.79 | 131,266 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-08 | M | D | 38,540 | $0.00 | 7,292 | D | $7.79 · — to 2030-05-20 | 38,540 Common Stock | (F2) The stock option (Grant #1316) was granted on May 20, 2020. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-08 | M | D | 6,306 | $0.00 | 63,845 | D | $13.96 · — to 2031-02-01 | 6,306 Common Stock | (F3) The stock option (Grant #1567) was granted on February 1, 2021. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-08 | M | D | 26,662 | $0.00 | 32,611 | D | $7.79 · — to 2030-05-20 | 26,662 Common Stock | (F1) The stock option (Grant #1315) was granted on May 20, 2020. |