Form 4 for ERII Energy Recovery, Inc.
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0001421517-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-04 | 2024-01-02+ | ERII | Ballard Joshua | CFO | S - Sale+OE | $18.55 | -12.5K | 46.2K | -21% | -$231.8K |
| DM | 2024-01-04 | 2024-01-02+ | ERII | Ballard Joshua | CFO | M - OptEx | $7.60 | +12.5K | 52.4K | +31% | +$95.0K |
| DM | 2024-01-04 | 2024-01-02+ | ERII | Ballard Joshua | CFO | M - OptEx | $7.60 | -12.5K | 14.6K | -46% | -$95.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-03 | S | D | 6,250 | $18.59 | 46,152 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-02 | M | A | 6,250 | $7.60 | 52,402 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-02 | S | D | 6,250 | $18.50 | 46,152 | D | — | — | |
| 4 | Common | Common Stock | 2024-01-03 | M | A | 6,250 | $7.60 | 52,402 | D | — | — | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2024-01-03 | M | D | 6,250 | $7.60 | 8,300 | D | $7.60 · — to 2029-01-31 | 6,250 Common Stock | (F1) This employee stock option was awarded on January 31, 2019 and was fully vested on January 31, 2023. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2024-01-02 | M | D | 6,250 | $7.60 | 14,550 | D | $7.60 · — to 2029-01-31 | 6,250 Common Stock | (F1) This employee stock option was awarded on January 31, 2019 and was fully vested on January 31, 2023. |